Policies may set out how compliance should work, but do day-to-day practices match? Tracy Thompson looks at how law firms can identify gaps between policy and practice, evidence decision-making and use file reviews, training and supervision to demonstrate that compliance is working in the real world.

Five practical compliance questions for law firms to consider mid-year, covering risk assessments, regulatory responsibilities and day-to-day compliance arrangements.

A practical overview of the key AML controls law firms should keep under regular review, from firm-wide risk assessments to policies, procedures and ongoing monitoring.

Managing risk is part of everyday law firm practice. Tracy Thompson looks at why a practical, proportionate approach to risk management matters.