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Policy vs Practice: How Law Firms Can Evidence Compliance in the Real World
Policies may set out how compliance should work, but do day-to-day practices match? Tracy Thompson looks at how law firms can identify gaps between policy and practice, evidence decision-making and use file reviews, training and supervision to demonstrate that compliance is working in the real world.


Five Compliance Questions Every Law Firm Should Be Asking Mid-Year
Five practical compliance questions for law firms to consider mid-year, covering risk assessments, regulatory responsibilities and day-to-day compliance arrangements.


Preparing for CQS and Lexcel: Practical, realistic guidance for law firms
For many law firms, preparing for CQS or Lexcel can feel like a significant undertaking. In practice, that's rarely the case


AML Basics: What Law Firms Should Keep Under Review
A practical overview of the key AML controls law firms should keep under regular review, from firm-wide risk assessments to policies, procedures and ongoing monitoring.


There's far more to Lexcel than just being a management tool
Lexcel is more than a practice management standard. Tracy Thompson looks at the wider benefits it can bring to law firms, from risk management to operational improvement.


Managing risk in your law firm
Managing risk is part of everyday law firm practice. Tracy Thompson looks at why a practical, proportionate approach to risk management matters.
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